Job Description

This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$137,000.00/yr - $200,000.00/yr

VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSA

A global corporate bank located in Midtown, Manhattan is looking to bring on board a “VP Regulatory Change Management Officer” to join their team. The role is currently on a hybrid schedule of 3 days in office.

Responsibilities:

1. Serve as a subject matter expert within the Regulatory Change Management team.
2. Identify, analyze, and oversee the implementation of new or updated laws, rules, regulations, or material regulatory guidance.
3. Conduct applicability analysis to determine how regulatory changes impact the organization.
4. Perform preliminary impact assessments for new or changed regulations.
5. Route regulatory changes to the appropriate departments and stakeholders for review and action.
6. Develop and track action plans for implementing regulatory changes.
7. Maintain and update policies and procedures to ensure compliance with regulatory changes.
8. Draft a weekly digest summarizing updates on laws, rules, and regulations.
9. Contribute to the preparation of key metrics to evaluate the health and governance of the Regulatory Change Management initiative.
10. Coordinate with departments across the division to ensure timely and effective implementation of regulatory changes.

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Finance, Analyst, and Other

Industries

Financial Services, Banking, and Investment Banking

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